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eBook details

• Title: Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
• Author : The Law Library
• Release Date : January 20, 2018
• Genre: Law,Books,Professional & Technical,
• Pages : * pages
• Size : 377 KB

Description

The Law Library presents the complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition).
Updated as of May 29, 2018

The Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind the exemption from registration; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (QEPs; modify the criteria for claiming relief); and require the annual filing of notices claiming exemptive relief under several sections of the Commission's regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions.

This ebook contains:
- The complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure

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